Propranolol and the Prevention of Post-Traumatic Stress Disorder: Is it Wrong to Erase the 'Sting' of Bad Memories?
by Michael Henry, Jennifer R. Fishman, Stuart J. Youngner 2007. The American Journal of Bioethics 7(9):12
The National Institute of Mental Health (Bethesda, MD) reports that
approximately 5.2 million Americans experience post-traumatic stress
disorder (PTSD) each year. PTSD can be severely debilitating and
diminish quality of life for patients and those who care for them.
Studies have indicated that propranolol, a beta-blocker, reduces
consolidation of emotional memory. When administered immediately after
a psychic trauma, it is efficacious as a prophylactic for PTSD. Use of
such memory-altering drugs raises important ethical concerns, including
some futuristic dystopias put forth by the President's Council on
Bioethics. We think that adequate informed consent should facilitate
ethical research using propranolol and, if it proves efficacious,
routine treatment. Clinical evidence from studies should certainly
continue to evaluate realistic concerns about possible ill effects of
diminishing memory. If memory-attenuating drugs prove effective, we
believe that the most immediate social concern is the
over-medicalization of bad memories, and its subsequent exploitation by
the pharmaceutical industry.
INTRODUCTION
Neuroethics has emerged as a new frontier in bioethics.
Technological advances in neuroscience, such as imaging, neurological
implants, and psychopharmacology, have enabled us not only to better
understand the brain, but also to manipulate its functional
capabilities. As Farah and Wolpe (2004,
36) have written, because "the brain is the organ of mind and
consciousness," interventions in the brain have "different ethical
implications than interventions in other organs." In addition to the
usual issues of safety, efficacy, informed consent, and access, new
developments in neuroscience raise issues of privacy, confidentiality,
enhancement, assuagement and social control. While advances in the new
genetics have raised many of these same issues, as Farah and Wolpe (2004,
35) point out, "ethical questions of neuroscience are more urgent, as
neural interventions are currently more easily accomplished than
genetic interventions."
In this essay, we will examine the use of drugs to blunt and even
avoid the debilitating effects of post-traumatic stress disorder
(PTSD). According to the National Institute of Mental Health (Bethesda,
MD), approximately 5.2 million adults in the United States suffer from
PTSD throughout the course of any given year. According to an
unpublished NIMH report by Narrow et al. in 1998, PTSD affects a wide
range of individuals, from students and homemakers to soldiers and
individuals involved in attacks and accidents (Narrow et al. 1998). One
recent study indicates that 17% of soldiers returning from Iraq display
symptoms of PTSD or other psychological disorders (Hoge et al. 2006).
To date, most research on the disorder has been concerned with
treatment to reduce its symptoms. More recently, researchers have
studied ways to prevent PTSD in individuals who have been exposed to
traumatic events but have not yet developed symptoms. Experimental
prophylactics include drugs such as propranolol (a beta-blocker), which
attenuate the memory and emotions associated with a traumatic event.
In this article, we will consider the potential ethical problems of
using propranolol to prevent PTSD. First, we will examine issues of
safety, efficacy, informed consent, and access. Next, we will examine
the potential long-term negative social consequences, concerns that are
inevitable with a drug that could alter personality and medicalize what
have previously been considered "normal" human adaptation and coping.
To date, there has been little exploration of these potential problems.
We will consider two such efforts. The first, by Adam Kolber (2006),
gives serious consideration to how the use of drugs to attenuate
traumatic memory could potentially interfere with legal proceedings
that rely on just such memories. Kolber gives a strong argument for
protecting what he calls "freedom of memory" - in this case, the right
to choose to maximize mental health by attenuating memory at the
expense of being a better witness. The second is the President's Council on Bioethics 2003 publication, Beyond Therapy: Biotechnology in the Pursuit of Happiness (President's Council on Bioethics 2003).
Whereas pharmacologic memory suppression could be problematic in a
theoretical future, we argue that the prophylactic use of propranolol
for potential PTSD victims appears to have minimal risks and
potentially high benefits, and deserves further study through clinical
trials. We are critical of the President's Council's approach, which
has the potential to encourage irrational opposition to such medical
innovations. When it comes to weighing the risks and benefits of
cutting edge medical research, reasoned debate and careful data
collection must shape the discussion. If memory-attenuating drugs prove
effective, we argue that the most immediate social concern is the
over-medicalization of bad memories and its subsequent exploitation by
the pharmaceutical industry. There is evidence to support this concern.
WHAT IS POST-TRAUMATIC STRESS DISORDER?
The Diagnostic and Statistical Manual of Mental Disorders, Fourth Edition Text Revision (DSM-IV-TR)
characterizes PTSD as "the re-experiencing of an extremely traumatic
event accompanied by symptoms of increased arousal and by avoidance of
stimuli associated with the trauma" (American Psychiatric Association 2000,
424). Events that cause PTSD include witnessing death or injury to
another individual, injury to the patient in question, the threat of
such death or injury, or even learning of a traumatic event that befell
another individual, such as death or injury. Examples include terrorist
attacks, rape, robbery, incarceration, abduction or any other type of
assault or threat to the person. These events can be experienced or
witnessed. Symptoms include, but are not limited to, avoidance,
anxiety, nightmares, irritability and detachment. Furthermore, the
presence of PTSD in a patient puts him or her at higher risk of
developing other related problems (American Psychiatric Association 2000), including suicide and attempted suicide (Ferrada-Noli et al., 1998; Kotler et al. 2001; Tarrier & Gregg 2004). Clearly, PTSD poses a serious threat to quality of life.
Current available treatments include various methods of psychotherapy, such as cognitive behavioral therapy (Bryant et al. 1999; Chemtob et al. 1997), group therapy (Lubin et al. 1998), and psychodynamic psychotherapy (Leichsenring 2005; Leichsenring et al. 2004). In some cases, drugs such as benzodiazepines, anti-adrenergic agents, and selective serotonin reuptake inhibitors are used (Kent et al. 1998; Marks et al. 1998). None of these methods is considered routinely effective, and all of them may take months or even years to work (Bryant et al. 1999; Kent et al. 1998; Leichsenring et al. 2004). It is claimed that PTSD costs the government approximately $4 billion annually (Marchionne 2005).
USE FOR PREVENTION OF POST-TRAUMATIC STRESS DISORDER
Studies have shown that
shortly after a trauma there is a period in which the memory of the
event is encoded and consolidated in the brain. The strength of the
memory, as well as its emotional content, is directly correlated to the
release of endogenous stress hormones such as adrenaline. When the
psychic stimulus is particularly strong, over-release of adrenaline
causes elevated levels of noradrenaline (norepinephrine). Increased
levels of noradrenaline result in overconsolidation of the memory's
trace. The presence of this overconsolidated memory trace is what
specifically generates symptoms of PTSD (Glannon 2006; Pitman & Delahanty 2005; President's Council on Bioethics 2003; Reist et al. 2001).
If beta-adrenergic antagonists (beta-blockers) such as propranolol are
administered for a very short period of time either before or after the
trauma, the consolidation of the memory and the emotions that cause
PTSD can be significantly reduced by blocking the effect of
noradrenaline (Cahill et al. 2002; Grillon et al. 2004; Maheu et al. 2005; Pitman & Delahanty 2005; Reist et al. 2001; van Stegeren et al. 2005).
In several studies (Cahill et al. 2002; Maheu et al. 2005; Reist et al. 2001; van Stegeren et al. 2005),
subjects were randomly given propranolol or placebo before exposure to
a tragic and emotional story and to a mundane and neutral story. When
the subjects' recollection of the stories was tested, the placebo
subjects recalled significantly more of the emotional story than the
propranolol subjects. Furthermore, there was no difference between the
propranolol and placebo groups in recall of the emotionally neutral
story. Reist et al. (2001)
studied 37 subjects who received oral doses of either 40 mg of
propranolol or placebo 60-90 minutes prior to stimulus exposure. The
stimulus consisted of 11 slides that told a short story. In the
non-arousal version, a young boy witnessed a car accident on his way to
the hospital to visit his father. On arrival, the hospital staff was
practicing an emergency drill. In the arousal version, the boy himself
was injured in the car accident and sent to the hospital, where
physicians attempted to reattach his severed legs. Seven days after
stimulus exposure, subjects were asked whether they had any
recollections of the slides during the seven-day period. They were
asked to recall the slides they had seen, as well as the specific
details. Lastly, the subjects each took a 76-question, multiple-choice
test that examined memory retention.
The Reist et al. (2001)
study concluded that propranolol had a significant effect on
attenuating memory in subjects who viewed the arousal story.
Additionally, the heart rates of subjects who took propranolol were
significantly lower than those of subjects who received the placebo. If
heart rate is considered a proxy for adrenergic activation, these
results raise the likelihood that this excess activation contributes to
PTSD development via augmented memory consolidation. It is important to
note that no difference was observed between the PTSD and control
subjects in terms of the effect of the drug on the story. If this were
accurate, it would indicate that there is no altered relationship
between emotional memory and arousal in PTSD patients. Reist et al. (2001)
note, however, that 13 of 17 patients were on other psychotropic
medications that may have modified the observed response. These
researchers believe that further investigation is warranted (Reist 2001).
Studies such as these indicate that individuals in the fire, law
enforcement, military and rescue fields might benefit from receiving
propranolol prior to a traumatic stimulus (Marmar et al. 1994; Marmar et al. 1996).
Such individuals might be treated with short-term memory repressors
prior to entering a situation that could put them at risk for later
developing PTSD - for example, a plane crash in which rescue workers
must enter the site to look for survivors, treat the wounded, or remove
the deceased (Fullerton et al. 2004).
It is more likely, however, that propranolol will be used in
emergency room settings to treat patients who seek medical attention
shortly after having been attacked, abused, raped, molested or involved
in any sort of accident that may cause psychological trauma. There have
been preliminary empirical studies in actual emergency situations that
demonstrate the efficacy of propranolol in reducing PTSD symptoms. Pitman et al. (2001) used 41 emergency department patients who had experienced a trauma likely to precipitate PTSD (based on DSM-IV-TR
requirements). Within six hours of the occurrence of the traumatic
event, subjects were treated orally with 40 mg of propranolol; the dose
was repeated four times daily for 10 days, with a nine-day taper
period. After one month, symptoms of the disorder were detected in 30%
of subjects given the placebo, and 18% of those given propranolol.
Another clinical study of 19 subjects (Vaiva et al. 2003)
demonstrated that 37.5% of those who refused propranolol had PTSD
symptoms, in contrast to 9% of those who accepted it. Subjects received
40 mg of propranolol orally, three times daily for seven days, with an
eight- to 12-day taper period. Although these two studies suggest that
post-trauma use of propranolol may be useful in preventing or
diminishing PTSD, they also raise important ethical questions about the
risks and benefits of such a pharmacologic intervention. Further
National Institute of Mental Health (NIMH)-sponsored clinical trials
are currently underway (available online at http://clinicaltrials.gov, accessed March 11, 2006).
BASIC ETHICAL ISSUES
We will discuss the ethics
of using propranolol as both an investigational drug and, if it is
found safe and effective, as an accepted therapy. For the most part,
these issues are straightforward. During the informed consent process
for any research or treatment, the investigator/treating clinician must
reveal the risks and benefits of the proposed intervention (Appelbaum et al. 2001).
Preliminary studies have demonstrated enough of a benefit to justify
large-scale clinical trials of propranolol's ability to prevent
symptoms of PTSD.
The potential side effects of propranolol are well known as tens of
millions of people have taken the drug chronically for hypertension,
arrhythmia, migraines, and angina pectoris. The usual initial dosage is
40 mg Inderal twice daily, whether used alone or added to a diuretic.
Dosage may be increased gradually until adequate blood pressure control
is achieved. The usual maintenance dosage is 120 mg to 240 mg per day.
So we need to change the text to read "from 120 to 240" instead of
80-240 (Anonymous 2006). Common side effects include fatigue, dizziness, constipation, nausea, and impotence (Walgreens Pharmacy 2004). Short-term memory loss is also noted in the Physicians' Desk Reference (2007,
3430). More serious side effects have been reported for patients with
serious heart problems. Because research subjects or patients offered
propranolol to prevent PTSD would only have to take the drug for a
finite period (e.g., six weeks), the side effects would likely be more
tolerable. Nonetheless, patients or research subjects could make their
own risk/benefit assessments. They could refuse study participation for
prophylaxis, or could stop taking the drug if side effects developed.
Because the potential benefits far outweigh the risks, we believe that
it is ethical to conduct research in which informed consent is obtained.
The President's Council on Bioethics (2003)
has argued that one risk of taking propranolol may be the loss of
episodic memory - the memory of actual events and potentially the loss
of emotionally positive memory. We agree with the Council that these
concerns must be taken seriously. Memory and its relationship to
emotion clearly are vital to human functioning and flourishing and are
very complex (Evers 2007).
Our understanding of memory is only in its infancy. Although the ideal
goal of propranolol therapy for PTSD would be to attenuate the emotional
impact of the memory, it is reasonable to be concerned about its (or
future memory-altering drugs') potential effect on episodic memory -
the memory of actual events. Many of the studies previously cited
indicate that there is attenuation of memory beyond emotion; the degree
of loss and its implications are unclear. It is worth noting that no
severe memory problems have surfaced among the tens of millions of
individuals who have taken propranolol for heart conditions and high
blood pressure. There are other United States Food and Drug
Administration (FDA)-approved drugs that have been shown to interfere
with memory; in some cases, this side effect did not emerge until after
the drug was approved for marketing. Ambien (zolpidem tartrate) (Sanofi
Aventis, Bridgemeter, NJ) is the best-selling prescription sleeping
pill in the United States. As the number of prescriptions increased
after its release on the market, reports began surfacing about its
amnesiac effects - for example, people driving their cars without any
recollection of having done so (Saul 2006) and binge-eating (Morgenthaler & Silber 2002)
while under the influence of the drug. Although this side effect of the
drug was considered rare before its approval (referred to as confusional arousals),
it now seems to be more common than previously thought. Propranolol has
the advantage of having been prescribed for many years for other uses.
Any significant problems with attenuated memory would most likely have
been reported by now.
Although memory loss is listed in the Physicians' Desk Reference (2007)
as a potential side effect, its incidence in patients taking
propranolol for high blood pressure have not been systematically
studied; we rely on anecdotal reports to the cardiologists, internists
and family physicians who have prescribed it. A large prospective or
retrospective epidemiological study of persons who take or have taken
propranolol for high blood pressure would help answer some of the
questions about types and degrees of memory loss (e.g., emotional,
episodic, positive) that might occur. Such a study might even shed
light on the effectiveness of unrecognized and unwitting treatment of
PTSD symptoms (e.g., a person taking propranolol who is in a bad car
accident and simply continues taking the propranolol for high blood
pressure). Unfortunately, such systematic data are not available.
Careful attention to memory-related side effects is possible in
prospective studies about propranolol's effects on memory
conducted by psychiatrists and psychologists. Future studies of
propranolol and other drugs developed to treat emotional memory could
and should provide just this opportunity.
Another potential concern about propranolol research is the
competence of research subjects or patients to give informed consent in
the immediate aftermath of a severe psychic trauma. However, victims of
rape and witnesses to murder, for example, are generally considered
competent to accept diagnostic and forensic tests, as well as
psychotherapeutic and psychopharmacologic intervention (e.g.,
tranquillizers). Considering the potential benefits of propranolol far
outweigh its risks, it is likely that health professionals will accept
a lower threshold for competence (Roth et al. 1982).
Researchers or clinicians using this intervention to prevent PTSD
must take decision-making capacity seriously. If a person is judged to
be incompetent, we do not believe that he or she should participate in
PTSD research, even with surrogate consent. No risk, however small,
should be imposed, even by a surrogate until benefits have been
demonstrated by careful research. If and when the efficacy and small
risk of the intervention are borne out by research trials, we believe
that proper surrogates could agree to intervention if patients agree to
take the oral medications. We do not believe that prevention of PTSD
with propranolol constitutes a medical emergency, defined by Meisel (1979,
436) when "the consequence of withholding treatment is that death will
ensue or the patient's health will be substantially compromised."
Therefore, patients who competently refuse propranolol, or whose
surrogates consent for them when the patients are not competent, should
never be physically forced or psychologically coerced into taking the
drug. In addition to being an unacceptable form of paternalism, such
heavy-handed behavior would likely place an additional psychic burden
on an already vulnerable person.
Distributive Justice
The introduction of new
therapies sometimes raises questions of social justice. Will they be
affordable to everyone? Will they be in such short supply and/or so
expensive that only the very wealthy will have access to them? Because
propranolol is an extremely cheap and widely available drug, issues of
distributive justice are negligible. Walgreens' online pharmacy (Walgreens Pharmacy 2004) sells propranolol in various forms and doses. Based on the reported doses used in the Pitman et al. (2001) and Vaiva et al. (2003)
trials, prophylaxis would cost approximately $13.99 (no author 2005c).
When compared with the potential costs of hours of psychotherapy and
chronic treatment with pharmacological agents such as antidepressants,
the financial benefit of prophylaxis with this drug is clear.
THE LEGAL IMPLICATIONS OF FORGETTING
Adam Kolber (2006)
suggests that the use of drugs that affect traumatic memory could pose
a thorny ethical conflict between the right of society to protect
itself from criminals (by not allowing the altering of valuable
evidence) and the rights of individuals to control their own minds (in
this case, their memories) (Kolber 2006,
1560). In addition to reducing the emotional impact of memory for the
victims of crime, he notes that drugs such as propranolol might "reduce
the socially-valuable information that may be vitally important to
prosecuting the perpetrator and protecting others from harm" (Kolber 2006,
1579). For example, should a physician who effectively prescribes
propranolol to a rape victim be prosecuted for tampering with evidence
or obstructing justice? Would victims of "tortiously-caused physical
and emotional trauma" hesitate to reduce their own suffering through
the use of propranolol in order to create a stronger case in court (Kolber 2006,
1584)? Kolber argues that, although memory dampening might require
regulation at some point, any such regulation should be thoughtful and
based on research and reasoned public debate about the proper boundary
between "an individual's right to modify his memories and society's
right to stop him from altering valuable evidence" (Kolber 2006, 1560).
THE PRESIDENT'S COUNCIL ON BIOETHICS
In its monograph, Beyond Therapy: Biotechnology and the Pursuit of Happiness (President's Council on Bioethics 2003),
the President's Council on Bioethics (the Council) raises questions
about how memory loss could affect personal identity and
responsibility. After briefly acknowledging that "in certain cases,
traumatic memories grossly distort and disfigure the individual's
psyche
[and] can cast a shadow over one's whole life, making the pursuit of
happiness impossible" (2003, 220), the Council launches into a series
of slippery-slope arguments about the dangers of using drugs to blunt
the "sting" of bad memories. Although many of these arguments are
rhetorically interesting, the Council acknowledges that they are
"speculative, at least for now" (2003, 209). However, some of the
Council's dystopic scenarios are a bit exaggerated and distract from
more realistic concerns about the use of beta-blockers that could and
should be addressed by clinical research and policy analysis. The
Council's report too often demonstrates an approach characterized by Macklin (2006,
38) as the use of "metaphors and slogans as substitutes for empirical
evidence and reasoned arguments," and an epistemology that presents its
intuitions as "immutable truths." While never actually calling for
restrictive policy, the document hints at a deeply conservative moral
agenda - one that is demonstrated more candidly by Leon Kass, the head
of the Council, and other Council members in their own publications (Kass 1991; Kass 1997; Krauthammer 2004; Meilander 2003). Kolber characterizes the tone and content of Beyond Therapy as a form of "invasive" and "hard paternalism" that "imposes" values. He calls the Council's concerns "suspect" (Kolber 2006, 1611-1612).
Unsubstantiated Premises
The Council bases most of
its arguments on hypothetical premises. It very briefly addresses the
issue of "memory-numbing drugs" given preemptively, before
traumatic events and in non-clinical situations. There are many
individuals who are in danger of exposure to a traumatic event - e.g.,
firefighters, rescue workers, and civilians under bombing attack. The
Council discusses the possibility of preparing soldiers for battle "to
kill (or kill again); to dull the sting of ones' own shameful acts; to
allow a criminal to numb his or her victims" (2003, 224). Although this
morally wrought area may be worthy of more careful consideration, the
Council raises an alarm but fails to elaborate the moral complexities.
Is the Council implying that it is morally wrong to help soldiers to
kill? Is this part of a general pacifist stance by the Council?
Alternatively, is the Council suggesting that memory-dulling drugs
should simply be treated like other chemical weapons and banned by
international convention? Or, are there only some situations in which
military killing should not be facilitated? If so, which ones? Kolber (2006,
1621-1622) wonders whether the Council has the same concerns about
advanced medical technologies for treating soldiers' physical wounds so
they may return to battle sooner.
Furthermore, the Council fails to raise more realistic concerns.
Would taking propranolol before battle put soldiers in greater danger
by lessening or removing their evolutionarily evolved "fight or flight"
mechanism? And, might the military be concerned that warning soldiers
about PTSD before battle might make them less anxious to enter into it?
Could this problem also put solders and rescue workers in even greater
danger? These are empirical questions that can and should be
investigated.
The Council spends most of its effort discussing the use of memory-dulling drugs after
traumatic events. Here, its first concern is that preventing PTSD would
necessarily entail a prospective and quick judgment about "whether a
particular event is sufficiently terrible to warrant preemptive memory
blunting," and which patients are "destined to have pathological memory
effects" (2003, 226). Because there is no evidence that a six-week
course of beta-blockers is or would be harmful, these concerns seem
overblown. They certainly do not present a compelling argument for
stopping research or denying someone a potentially effective treatment
for a potentially crippling illness. Results should be carefully
monitored in all study participants to determine who benefits most, who
benefits least, and why.
The Council also worries that blunting traumatic memories with drugs
could thwart "normal psychic work and adaptive value of emotionally
charged memory" (2003, 226). In other words, drugs might interfere with
what therapists call "working things through." Normal grief, for
example, is a condition that is clearly helped by talking and thinking
about painful memories over time, often with social and professional
assistance. Pathological grief, however, can resemble major depression
and often responds to pharmacotherapy. In PTSD sufferers, the memories
and associated emotions are often too powerful to work through.
Moreover, there is no existing evidence that memory and emotions will
be blunted to such an extent that psychotherapy will not be possible.
In the early 1970s, one of the authors (Youngner) remembers that rigid
psychoanalysts moralized against the use of antidepressants in severely
depressed patients. While acknowledging that the medication might
remove the unbearable symptoms, they argued that it would also prevent
patients from working through their "underlying" problems. With
experience, however, clinicians learned that psychotherapy is almost
impossible in a severely depressed patient; when antidepressant therapy
lifts the crippling effects of depression, it often frees people up to
"work" on their problems. Is it different with PTSD? Studies and
experience should answer this question - just as they should with any
new therapeutic intervention.
The Council (2003) fears that beta-blockers will be abused by people
who do not really need or deserve them - for example, persons who are
not suffering from PTSD but who are simply seeking to escape bad
feelings attached to bad memories. Yet, there is no evidence that any
of the tens of millions of people who have taken beta-blockers for
years at a higher dosage for hypertension and cardiovascular disease
have discovered or abused such an "off-label" use. Policy and practice
should address the possibility of abuse on the basis of careful study.
As a result of the use and abuse of memory suppressors, Council
warns that "the notion of moral responsibility would largely unravel"
and that "there could be no justice or even the possibility of justice
and no forgiveness or the possibility of forgiveness" (2003, 232). It
conjectures that memory dulling would allow victims of traumas to
forget the horrors they have experienced, creating a scenario in which
victims would not demand apologies or retribution. The Council
considers a hypothetical intervention in which Holocaust survivors are
treated with memory-blunting drugs, and finds the intervention "deeply
troubling" because the "human race" would be ill-served by such a "mass
numbing of this terrible but indispensable memory" (2003, 231). In our
opinion, the idea that such a horrific event could be easily erased by
a drug is insulting to those who experienced it. This is an all too
common example of the trivialization of the Holocaust.
The Council (2003) also examines the idea of giving perpetrators of
crimes memory-dulling drugs. It says that memory and its associated
emotions make us feel the "sting" of conscience, and that "evildoers"
can and should feel the psychic pain that accompanies their
"cruel, brutal, or shameful deeds." The Council implies that the use of
propranolol would eliminate individual conscience of immoral acts,
specifically those of "evildoers." In other words, people would be able
to commit heinous crimes without feeling enough guilt afterwards. It is
by no means certain that most "evildoers" feel the sting of conscience
at all. Did Hitler and Stalin (who did not have access to propranolol)
lie in bed awake at night worrying about what they had done? Does the
average psychopath who does not have propranolol suffer the pangs of
guilty memories? The evidence suggests that the sting of conscience is
not likely in these individuals, whom most persons would be willing to
label as "evil" (Arendt 1963; Lifton 1986; Stout 2005).
Moralizing and a Hidden Agenda
Presidential bioethics
commissions or councils are, inevitably, political; in this respect,
the President's Council on Bioethics is no different (except for its
politics) than the National Bioethics Advisory Commission of the
Clinton administration. The conservative social and political views of
President Bush, Leon Kass, and a majority of the Council are not a
secret. These views are not specified in Beyond Therapy(President's Council on Bioethics 2003).
While one could argue, as the Council does, that the report simply
raises interesting questions, the premises about evil and evildoers
(without a definition of evil) are hardly examples of the
Socratic method. The Council never disavows its conservative agenda,
but also never delivers the punch line - i.e., identifying what is evil
and shameful, how that is decided, and by whom. For example, the
Council warns about drugs such as propranolol making it easier for
people who perform shameful deeds. But who decides which deeds are
shameful or cruel and which are noble and heroic? Politicians? Judges?
Priests? Bioethicists? President's Councils? Would it be wrong for a
fundamentalist Christian psychiatrist to give propranolol to a teenager
who is ashamed about masturbation or homosexual fantasies, but
permissible for a liberal secular psychiatrist to do so? Is one of
those two moral viewpoints the right one? The Council completely fails
to address or even acknowledge the profoundly important questions of
who should make such decisions. Such an approach is troubling in a
liberal democracy - particularly at a time when reason, science and
open public debate are threatened by a religious fundamentalism that
claims divine knowledge of right and wrong, and would like to use the
state as its enforcer. If this were not the Council's intent, it surely
would have reassured the reader to the contrary.
Biomedicalization and the Codification of New Diseases
In the final chapter of Beyond Therapy,
the Council briefly indicates that one of the lingering effects of new
biomedical technologies is that they medicalize what were heretofore
considered "normal" states of being (2003, 305). We think this
phenomenon is worth exploring in greater depth. We also wish to take
the Council's position one step further by linking medicalization to
the politico-economic landscape of contemporary American biomedicine
and the role of the pharmaceutical industry.
Medicalization, as defined by sociologists in the 1970s and 1980s,
describes at least two processes: 1) placing what had previously been
conceived of as a "normal" aspect of the human condition under the
medical gaze; and 2) taking something that was deemed by society to be
deviant and placing it under the jurisdiction of medicine (Conrad and Schneider 1980; Parsons 1979). Examples of the first process include phenomena such as childbirth, menopause and death (Conrad 1982; Zola 1972).
The second process is exemplified by alcoholism, gambling,
hyperactivity in children, and even political dissent. In each of these
latter cases, the condition was originally under the jurisdiction of
another social institution (e.g., religion, law, education), and was
then placed within the realm of biomedicine.
In recent years, new processes of biomedicalization have appeared
that are particularly germane to this argument. We have witnessed the
expansion of the diagnostic conditions of an illness to include more
symptoms and include greater numbers of people (Clarke et al. 2003; Moynihan and Henry 2006; Zita 1998). This expansion has been documented in cases of clinical depression (Healy 1997) and bipolar disorder (Healy 2006);
it is particularly evident in the expansion of attention deficit
hyperactivity disorder to include far greater numbers of children (Lakoff 2000) and a burgeoning adult population (Conrad & Potter 2000).
Biomedicalization occurs as the result of a conglomeration of societal
forces, including: medical professionals who diagnose the diseases;
advocacy groups who fight to have their suffering recognized by
biomedicine in the form of a diagnosis; and changing societal norms
that expand or contract with changing mores. The pharmaceutical
industry is a primary actor in this process.
The expansion of the diagnosis, and sometimes the codification of
the disease category itself, is encouraged and promoted by
pharmaceutical companies that manufacture drugs prescribed to treat the
disorders - e.g., depression (Healy 1997); bipolar disorder (Healy 2006); attention deficit hyperactivity disorder (Phillips 2006); erectile dysfunction (Lexchin 2006); female sexual dysfunction (Fishman 2004); and premenstrual dysphoric disorder (Greenslit 2002).
Pharmaceutical companies sponsor disease awareness campaigns, advertise
prescription drugs directly to consumers, and target physicians at
continuing medical education conferences and in their offices to
encourage them to prescribe their drugs. Sometimes referred to as
"disease mongering" (Moynihan & Henry 2006),
this newer process of medicalization gives pharmaceutical companies the
ability to capitalize on human suffering and exploit insecurities and
unhappiness in order to increase drug sales. Indeed, pharmaceutical
companies seem poised to reconfigure the landscape of disease and
illness categories within biomedicine.
Propranolol may be ripe for pharmaceutical "re-branding." An
enterprising pharmaceutical company that wishes to manufacture and
market a newer version of propranolol for the treatment of PTSD need
only slightly alter its chemical composition to obtain a new patent and
market the drug under a new prescription name. It might, for example,
promise fewer side effects or longer-lasting effects than the generic
propranolol. Or, like NitroMed's (Lexington, MA) patent on BiDil
(isosorbide dinitrate/hydralazine) (BiDil-Nitromed, Lexington, MD), the
"new" drug to treat heart failure in African-Americans, which combined
two already available generic prescription drugs into a single drug, we
can imagine a new combination pill of propranolol and, perhaps,
benzodiazepine marketed and repackaged to prevent PTSD. The
pharmaceutical company responsible would then be able to brand the
"new" and now more expensive drug and market it under a new name, let
us call it "ProBenz" with a new patent for the "new" ability to prevent
PTSD. A marketing campaign to consumers and clinicians alike is sure to
follow.
Various scenarios become possible. Patients would be made aware of
and offered of ProBenz in the aftermath of a traumatic event. To sell
more drugs, the pharmaceutical company would want to delineate the
range of traumatic events for which its drug should be prescribed -
e.g., rape, violent crimes, death of a loved one. This is where
medicalization processes come into play. Trauma - our conception of it,
its parameters, what "counts" as trauma - is necessarily culturally and
socially defined, not medically. Yet, the definitions of trauma
would become codified by the FDA through its indications for use of
ProBenz and the pharmaceutical company that makes it would continually
attempt to push the boundaries of trauma outward in order to sell more
drugs. For example, a drug advertisement in which someone is encouraged
to take propranolol after an embarrassing or humiliating experience at
the office. Here we have reason to be concerned that a private company
seeking to sell more pills will promote an expansive set of PTSD causes
and symptoms (to physicians and patients alike), altering both our
sense of the illness and our interpretations of the experiences that
might cause it.
This seems particularly acute in terms of the use of ProBenz given
as a prophylactic to trauma. Although the President's Council on
Bioethics and others have primarily focused the preventive uses of
propranolol for groups such as the military or emergency rescue teams,
with ProBenz now on the market, the company that makes it would attempt
to market its prophylactic use directly to consumers. Assuming the FDA
approves it for this use, it once again becomes a question of the
breadth of traumas for which we think ProBenz is appropriate. What is
seemingly a social question becomes defined in large part by the
pharmaceutical company looking to sell more drugs. If ProBenz becomes a
prophylactic drug, then it also could be marketed to consumers who may
be exposed to a trauma in the near future. Perhaps everyone should have
ProBenz on hand to take either before or after exposure to a trauma.
Falling in line with the previous cases of methylphenidate for
attention deficit hyperactivity disorder and selective serotonin
reuptake inhibitors for depression diagnoses, propranolol may be
positioned as another catalyst of "diagnostic bracket creep" (Kramer 1993,
15), in which the availability of a new drug encourages the expansion
of a diagnostic category. This is made all the more complicated in this
case with the added nebulous category of "prevention" rather than
treatment where the potential for expansion is even greater.
We believe the President's Council on Bioethics (2003)
is right to raise forward-looking concerns about the introduction of a
new medical technology. If anything, modern history has taught us that
scientific breakthroughs are almost always double-edged swords (Evers 2007).
However, while the language of "evildoers" and "pain" that is
"deserved" has resonance these days in high political circles, it has
little utility in the scientific and sober evaluation of a new medical
technology and its potential dangers.
Research about the use of beta-blockers to dull memory is in its
infancy. Propranolol might well turn out to be ineffective for the
treatment of PTSD. Some people may even be harmed by it. Good clinical
data and reasoned public debate should determine the balance between
harms and goods. We do not believe the President's Council on Bioethics
(2003)
raised concerns that would justify ending research into the use of
beta-blockers for prevention of PTSD, nor discouraging the clinical use
of these drugs if research proves them effective. One of the benefits
of propranolol research may indeed be the rehabilitation of an older,
widely available, and affordable drug for a new and important use. We
do, however, see the need to keep a careful eye on the potential
exploitation of the research on propranolol and PTSD by pharmaceutical
companies.
Acknowledgement
The authors would like to thank Heath Demaree and Eric Juengst for their helpful comments and suggestions on earlier drafts.
REFERENCES
1.
American Psychiatric Association
(2000)
Diagnostic and statistical manual of mental disorders DSM-IV-TR Fourth edition text revision
American Psychiatric Association
, Washington, DC
2.
Anonymous
(2006)
- https://www.rxlist.com/cgi/generic/propan_ids.htm Available at (accessed on July 25, 2007)
3.
Appelbaum, P.,
Berg, J.,
Lidz, C. and Parker, L.
(2001)
Informed consent
Oxford
, New York
4.
Arendt, H.
(1963)
Eichmann in Jerusalem: A report on the banality of evil
The Viking Press
, New York, NY
5.
Bryant, R. A.,
Sackville, T.,
Dang, S. T.,
Moukls, M. and Guthrie, R.
(1999)
Treating acute stress disorder: an evaluation of cognitive behavior therapy and supportive counseling techniques.
American Journal of Psychiatry
165:11
, pp. 1780-1786.
6.
Cahill, L.,
Prins, B.,
Weber, M. and McGaugh, J. L.
(2002)
-adrenergic activation and memory for emotional events.
Nature
371
, pp. 702-704.
[ crossref ]
[ csa ]
7.
Chemtob, C. M.,
Novaco, R. W.,
Hamada, R. S. and Gross, D. M.
(1997)
Cognitive-behavioral treatment for severe anger in post-traumatic stress disorder.
Journal of Consulting and Clinical Psychology
65:1
, pp. 184-189.
[ pubmed ]
[ crossref ]
[ csa ]
8.
Clarke, A. E.,
Shim, J. K.,
Mamo, L.,
Fosket, J. R. and Fishman, J. R.
(2003)
Biomedicalization: Technoscientific transformations of health, illness, and U.S. biomedicine.
Annual Sociological Review
68
, pp. 161-194.
- (April)
[ crossref ]
9.
Conrad, P.
(1982)
Medicalization and social control.
Annual Review of Sociology
18
, pp. 209-232.
10.
Conrad, P. and Potter, D.
(2000)
From hyperactive children to ADHD Adults: Observations on the expansion of medical categories.
Social Problems
47
, pp. 559-582.
11.
Conrad, P. and Schneider, J.
(1980)
Deviance and medicalization: From badness to sickness
Mosby
, St. Louis, MO
12.
Evers, K.
(2007)
Perspectives on memory manipulation: Using beta-blockers to cure post-traumatic stress disorder.
Cambridge Quarterly of Health Care Ethics
16
, pp. 138-146.
[ crossref ]
13.
Farah, M. J. and Wolpe, P. R.
(2004)
Monitoring and manipulating brain function: New neuroscience technologies and their ethical implications.
Hastings Center Report
34:3
, pp. 35-45.
[ csa ]
[ crossref ]
14.
Ferrada-Noli, M.,
Asber, M. and Ormstad, K.
(1998)
Suicidal behavior after severe trauma. Part 1: PTSD diagnoses, psychiatric comorbidity, and assessments of suicidal behavior.
Journal of Traumatic Stress
11:1
, pp. 103-112.
[ pubmed ]
[ csa ]
[ crossref ]
15.
Fishman, J. R.
(2004)
Manufacturing desire: The commodification of female sexual dysfunction.
Social Studies of Science
32:2
, pp. 187-218.
[ crossref ]
16.
Fullerton, C. S.,
Ursano, R. J. and Wang, L.
(2004)
Acute stress disorder, post-traumatic stress disorder and depression in disaster or rescue workers.
American Journal of Psychiatry
161
, pp. 1370-1375.
[ crossref ]
17.
Glannon, W.
(2006)
Psychopharmacology and memory.
Journal of Medical Ethics
32
, pp. 74-78.
[ csa ]
[ pubmed ]
[ crossref ]
18.
Greenslit, N.
(2002)
Pharmaceutical branding: Identity, individuality, and illness.
Molecular Interventions
2:6
, pp. 342-345.
[ csa ]
[ pubmed ]
[ crossref ]
19.
Grillon, C.,
Cordova, J.,
Morgan, C. A.,
Charney, D. S. and Davis, M.
(2004)
Effects of the beta-blocker propranolol on cued and contextual fear conditioning in humans.
Psychopharmacology
175
, pp. 342-352.
[ csa ]
[ pubmed ]
[ crossref ]
20.
Healy, D.
(1997)
The anti-depressant era
Harvard University Press
, Cambridge and London, UK
21.
Healy, D.
(2006)
The latest mania: Selling bipolar disorder.
PLoS Medicine
3:4
, pp. 441-444.
[ crossref ]
22.
Hoge, C. W.,
Auchterloire, J. L. and Milliken, C. S.
(2006)
Mental health problems, use of mental health services, and attrition
from military service after returning from deployment to Iraq and
Afghanistan.
Journal of the American Medical Association
295:9
, pp. 1023-1032.
[ pubmed ]
[ crossref ]
23.
Kass, L.
(1991)
Suicide made easy: the evil of "rational" humaneness.
Commentary
92:6
, pp. 19-24.
[ pubmed ]
24.
Kass, L.
(1997)
The wisdom of repugnance: Why we should ban the cloning of humans.
The New Republic
216:22
, pp. 17-26.
25.
Kent, J. M.,
Coplan, J. D. and Gorman, J. M.
(1998)
Clinical utility of the selective serotonin reuptake inhibitors in the spectrum of anxiety.
Biological Psychiatry
44:9
, pp. 812-824.
[ pubmed ]
[ crossref ]
26.
Kolber, A.
(2006)
Therapeutic forgetting: The legal and ethical implications of memory dampening.
Vanderbilt Law Review
59:5
, pp. 1561-1626.
27.
Kotler, M.,
Iancu, I.,
Efroni, R. and Amir, M.
(2001)
Anger, impulsivity, social support, and suicide risk in patients with post-traumatic stress disorder.
Journal of Nervous and Mental Disease
189:3
, pp. 162-167.
[ csa ]
[ crossref ]
28.
Kramer, P.
(1993)
Listening to Prozac
Viking
, New York, NY
29.
Krauthammer, C.
(2004)
Why lines must be drawn.
Time
164:8
, p. 78.
[ pubmed ]
30.
Lakoff, A.
(2000)
Adaptive will: The evolution of attention deficit disorder.
Journal of the History of Behavioral Sciences
36:2
, pp. 149-169.
[ csa ]
[ pubmed ]
[ crossref ]
31.
Leichsenring, F.
(2005)
Are psychodynamic and psychoanalytic therapies effective? A review of empirical data.
The International Journal of Psycho-Analysis
86
, pp. 841-868.
- (Pt 3)
[ pubmed ]
[ crossref ]
32.
Leichsenring, F.,
Rabung, S. and Leibing, E.
(2004)
The efficacy of short-term psychodynamic psychotherapy in specific psychiatric disorders: A meta-analysis.
Archives of General Psychiatry
61:12
, pp. 1208-1216.
[ csa ]
[ pubmed ]
[ crossref ]
33.
Lexchin, J.
(2006)
Bigger and better: How Pfizer redefined erectile dysfunction.
PLoS: Medicine
3:4
, pp. 429-432.
[ crossref ]
34.
Lifteon, RJ
(1986)
The Nazi doctors: Medical killing and the psychology of genocide
Basic Books
, New York, NY
35.
Lubin, H.,
Loris, M.,
Burt, J. and Johnson, D. R.
(1998)
Efficacy of psychoeducational group therapy in reducing symptoms of
post-traumatic stress disorder among multiple traumatized women.
American Journal of Psychiatry
155:9
, pp. 1172-1177.
[ csa ]
36.
Macklin, R.
(2006)
The new conservatives in bioethics: Who are they and what do they seek?.
Hastings Center Report
36:1
, pp. 34-43.
[ csa ]
[ crossref ]
37.
Maheu, F. S.,
Joober, R. and Lupien, S. J.
(2005)
Declarative memory after stress in humans: Differential involvement of the -adrenergic and corticosteriod systems.
Journal of Clinical Endocrinology & Metabolism
90:3
, pp. 1697-1704.
[ crossref ]
38.
Marchionne, M.
(2005)
Scientists work on 'trauma pill'
Associated Press
- http://hosted.ap.org/dynamic/stories/T/TRAUMA_PILL?SITE=MOSPL&SECTION=HOME&TEMPLATE=DEFAULT Available online at (accessed January 20, 2005)
39.
Marks, I.,
Lovell, K.,
Noshirvani, H.,
Livanon, M. and Thrasher, S.
(1998)
Treatment of post-traumatic stress disorder by exposure and/or cognitive restructuring: a controlled study.
Archives of General Psychiatry
55:4
, pp. 317-325.
[ csa ]
[ pubmed ]
[ crossref ]
40.
Marmar, C. R.,
Weiss, D. S.,
Schlenger, W. E.,
Fairbank, J. A.,
Jordan, B. K.,
Kulka, R. A. and Hough, R. L.
(1994)
Peritraumatic dissociation and post-traumatic stress in male Vietnam theater veterans.
American Journal of Psychiatry
151:6
, pp. 902-907.
41.
Marmar, C. R.,
Weiss, D. S.,
Metzler, T. J. and Delucchi, K.
(1996)
Characteristics of emergency services personnel related to peritraumatic dissociation during critical incident exposure.
American Journal of Psychiatry
153
, pp. 94-102.
- (7 Suppl)
42.
Meilander, G.
(2003)
Why remember?.
First Things
- August/September: n.p
43.
Meisel, A.
(1979)
The "exceptions" to the informed consent doctrine: Striking a balance between competing values in medical decisionmaking.
Wisconsin Law Review
pp. 413-488.
- 1979
[ pubmed ]
44.
Morgenthaler, T. I. and Silber, M. H.
(2002)
Amnestic sleep-related eating disorder associated with zolpidem.
Sleep Medicine
3
, pp. 323-327.
[ csa ]
[ pubmed ]
[ crossref ]
45.
Moynihan, R. and Henry, D.
(2006)
The fight against disease mongering: Generating knowledge for action.
PLoS Medicine
3:4
, pp. 425-428.
[ crossref ]
46.
Parsons, T.
(Jaco, E. Gartly
ed.)
(1979)
Definitions of health and disease in light of American values and social structures.
Patients, physicians and illness
pp. 120-144.
Free Press
, New York, NY
47.
Pitman, R. K.,
Sanders, K. M. and Zusman, R. M.
(2001)
Pilot study of secondary prevention of post-traumatic stress disorder with propranolol.
Biological Psychiatry
51
, pp. 189-192.
[ crossref ]
48.
Pitman, R. K. and Delahanty, D. L.
(2005)
Conceptually driven pharmacologic approaches to acute trauma.
CNS Spectrums
10:2
, pp. 99-106.
[ csa ]
[ pubmed ]
49.
Phillips, C. B.
(2006)
ADHD goes to school: Teachers as sickness brokers for ADHD.
PLoS Medicine
3:4
, p. e182.
[ crossref ]
50.
(2007)
Physician's Desk Reference,
61st Edition,
Thompson PDR
, Montvale, NJ
51.
President's Council on Bioethics
(2003)
Beyond therapy: Biotechnology and the pursuit of happiness
Government Printing Office
, Washington, DC
52.
Reist, C.,
Duffy, J. G.,
Cahill, L. and Fujimoto, K.
(2001)
-Adrenergic blockade and emotional memory in PTSD.
International Journal of Neuropsychopharmacology
4
, pp. 377-383.
[ csa ]
53.
Roth, L.,
Lidz, C. W.,
Meisel, A.,
Soloff, P. H.,
Kaufman, K.,
Spiker, D. G. and Foster, F. G.
(1982)
Competency to decide about treatment or research: An overview of some empirical data.
International Journal of Law and Psychiatry
5
, pp. 29-50.
[ crossref ]
54.
Saul, S.
(2006)
Some sleeping pill users range far beyond bed.
New York Times
- http://www.nytimes.com/2006/03/08/business/08ambien.html?ex=1299474000&en=17cf99894f297014&ei=5088&partner=$rssnyt&emc=rss March 8. Available online at (accessed April 23, 2007)
55.
Stout, M.
(2005)
The sociopath next door
Roadway Books
, New York, NY
56.
Tarrier, N. and Gregg, L.
(2004)
Suicide risk in civilian PTSD patients.
Social Psychiatry and Psychiatric Epidemiology
39
, pp. 655-661.
[ csa ]
[ pubmed ]
57.
Vaiva, G.,
Ducrocq, F.,
Jezekiel, K.,
Averland, B.,
Lestavel, P.,
Brunet, A. and Marmar, C. R.
(2003)
Immediate treatment with propranolol decreases post-traumatic stress disorder two months after trauma.
Biological Psychiatry
54
, pp. 947-949.
[ pubmed ]
[ crossref ]
58.
van Stegeren, A. H.,
Goekoop, R.,
Everaerd, W.,
Scheltens, P.,
Barkhof, F.,
Kuijer, J. P. and Rombots, S. A.
(2005)
Noradrenaline mediates amygdale activation in men and women during encoding of emotional material.
NeuroImage
24:3
, pp. 898-909.
[ csa ]
[ pubmed ]
[ crossref ]
59.
Walgreens Pharmacy
(2004)
Propranolol 80mg tablets
- http://www.walgreens.com/library/finddrug/drugifo1.jhtml?id=18513 Available online at (accessed July 27, 2007)
60.
Zita, J.
(1998)
Body talk: Philosophical reflections on sex and gender
Columbia University Press
, New York, NY
61.
Zola, I. K.
(1972)
Medicalization as an institution of social control.
Sociological Review
20
, pp. 487-504.
- (November)

|